Develops and implements financial plans for individuals or organisations, and advises on investment strategies and their taxation implications, securities, insurance, pension plans and real estate. Registration or licensing is required.
Tasks & Responsibilities
Interviewing prospective clients to determine financial status and objectives, discussing financial options and developing financial plans and investment strategies
Monitoring investment performance, and reviewing and revising investment plans based on modified needs and changes in markets
Recommending and arranging insurance cover for clients
Arranging to buy and sell stocks and bonds for clients
Advising on investment strategies, sources of funds and the distribution of earnings
Setting financial objectives, and developing and implementing strategies for achieving the financial objectives
Managing funds raised from personal superannuation savings policies and unit trusts
Assisting in meeting superannuation compliance requirements
Directing the collection of financial, accounting and investment information and the preparation of budgets, reports, forecasts and statutory returns
May refer clients to other organisations to obtain services outlined in financial plans
Alternative Titles
• Financial Planning Adviser
Assessment Documents
Qualifications
Employment references
CV
Passport
English test
Check VETASSESS website for current requirements.
Financial Investment Adviser (ANZSCO 222311) | Australian Occupation Guide